PDF Consultation Paper – Short duration derivatives - PDF May 5, 2017 - Financial Markets Authority. (more…) Financial Markets
PDF Draft Financial Services Legislation Amendment Bill and proposed transitional arrangements - PDF April 4, 2017 - Ministry of Business, Innovation and Employment Financial Markets
PDF Consultation paper: Reviews of the Financial Markets Authority funding, the Financial Markets Authority levy, the External Reporting Board levy and Companies Office fees - PDF August 22, 2016 - Ministry of Business, Innovation & Employment Financial Markets
PDF Targeted Consultation: Annual declaration of compliance for Financial Markets Conduct Act 2013 licensees – revised standard condition and certification wording - PDF June 17, 2016 - Financial Markets Authority Financial Markets
PDF Parts 1 and 2 of the Options Paper: Review of the Financial Advisers Act 2008 and the Financial Services Providers (Registration and Dispute Resolution) Act 2008 - PDF March 4, 2016 - Ministry of Business, Innovation and Employment . (more…) Financial Markets
PDF Updated exposure draft of the Code of Professional Conduct for Authorised Financial Advisers - PDF February 23, 2016 - Code Committee for Financial Advisers Financial Markets
PDF Part 3 of the Options Paper: Review of the Financial Advisers Act 2008 and the Financial Services Providers (Registration and Dispute Resolution) Act 2008 - PDF January 29, 2016 - Ministry of Business, Innovation and Employment Financial Markets
PDF Consultation Paper: Proposal for annual declaration of compliance for Financial Market Conduct Act 2013 licensees - PDF December 21, 2015 - Financial Markets Authority Financial Markets
PDF Consultation Paper: Proposed variations to standard conditions of market services licences - PDF December 14, 2015 - Financial Markets Authority Financial Markets
PDF Consultation Paper: Draft guidance on disclosure of certain fees and returns by managed funds - PDF November 27, 2015 - Financial Markets Authority Financial Markets
