PDF Discussion paper: Disclosure requirements in the new financial advice regime - PDF May 28, 2018 - Ministry of Business, Innovation and Employment (more…) Other Submissions
PDF Financial Services Legislation Amendment Bill – Supplemental Submission - PDF May 23, 2018 - Economic Development, Science and Innovation Committee (more…) Other
PDF Discussion paper: Regulations to support measures to address the misuse of the Financial Service Providers Register - PDF May 15, 2018 - Ministry of Business, Innovation and Employment (more…) Other
PDF Consultation paper: Including an annual declaration of compliance in regulatory returns and updating the standard regulatory returns condition - PDF May 14, 2018 - Financial Markets Authority (more…) Financial Markets
PDF Trusts Bill – Supplemental Submission - PDF May 8, 2018 - Justice Committee (more…) Financial Markets
PDF Consultation Paper: Code of Professional Conduct for Financial Advice Services - PDF May 2, 2018 - Financial Advice Code Working Group (more…) Consumer Law
PDF New Zealand banking industry response to Australian Royal Commission - PDF May 2, 2018 - Reserve Bank of New Zealand and Financial Markets Authority (more…) Other
PDF Consultation paper: Content of regulatory returns for licensed DI, MIS managers and DIMS providers - PDF April 16, 2018 - Financial Markets Authority (more…) Financial Markets
PDF KiwiFund Bill - PDF April 13, 2018 - Economic Development, Science and Innovation Committee (more…) Other