PDF Consultation Paper: DIMS – temporary exemption from reporting on percentagebased charges and alternative reporting method - PDF August 19, 2015 - Financial Markets Authority Financial Markets
PDF Consultation Paper: Draft Guidance on Risk Indicators and Descriptions of Managed Funds - PDF August 14, 2015 - Financial Markets Authority Financial Markets
PDF Issues Paper – Review of the Financial Advisers Act 2008 and the Financial Services Providers (Registration and Dispute Resolution) Act 2008 - PDF July 22, 2015 - Ministry of Business, Innovation and Employment Financial Markets
PDF Investor acknowledgement and warning for the $750,000 minimum investment wholesale investor exclusion - PDF April 22, 2015 - Financial Markets Authority Financial Markets
PDF Consultation paper: Financial reporting requirements for overseasregistered banks and licensed insurers - PDF April 7, 2015 - Financial Markets Authority Financial Markets
PDF Consultation Paper: Fund update template and guidance for calculating risk indicators - PDF January 15, 2015 - Financial Markets Authority Financial Markets
PDF Update of Guidance Note: Effective Disclosure Consultation Paper - PDF November 14, 2014 - Financial Markets Authority Financial Markets
PDF Derivatives Issuer Standard Condition on Suitability Consultation Paper - PDF October 1, 2014 - Financial Markets Authority Financial Markets
PDF Statement of Investment Policy and Objectives and Limit Breaks Consultation Paper - PDF September 26, 2014 - Financial Markets Authority Financial Markets
PDF Financial Markets Conduct (Derivative Issuers) Regulations - PDF August 8, 2014 - Ministry of Business, Innovation and Employment Financial Markets
