PDF Consultation Paper: Request for Feedback – Guidance Note: Effective Disclosure - PDF March 9, 2012 - Financial Markets Authority (more…) Financial Markets
PDF Financial Markets Authority levies discussion document – first submission - PDF July 8, 2011 - Ministry of Economic Development Financial Markets
PDF Financial Markets Authority levies discussion document – second submission - PDF July 5, 2011 - Ministry of Economic Development Financial Markets
PDF Draft amendments to the Securities Act (Registered Banks Futures Contracts) Exemption Notice 2007 - PDF June 20, 2011 - Financial Markets Authority Financial Markets
PDF Proposed Standard Conditions for Qualifying Financial Entities (QFES) - PDF November 19, 2010 - Securities Commission (more…) Financial Markets
PDF Financial Markets (Regulators and Kiwisaver) Bill - PDF November 10, 2010 - Commerce Committee Financial Markets
PDF Draft Financial Advisers (Disclosure) Regulations 2010 - PDF August 10, 2010 - Ministry of Economic Development (more…) Financial Markets
PDF Draft Code of Professional Conduct for Authorised Financial Advisers - PDF July 21, 2010 - Code Committee for Financial Advisers (more…) Financial Markets
PDF Supplementary Order Paper Amendments to the Financial Service Providers (Pre-Implementation Adjustments) Bill - PDF April 15, 2010 - Financial Service Providers (more…) Financial Markets
