Submissions

We write submissions on public policy and regulation that affect banks in relation to consumer law, financial markets, prudential issues, and anti-money laundering, among other issues.

Parts 1 and 2 of the Options Paper: Review of the Financial Advisers Act 2008 and the Financial Services Providers (Registration and Dispute Resolution) Act 2008

04/03/2016

Ministry of Business, Innovation and Employment .

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Updated exposure draft of the Code of Professional Conduct for Authorised Financial Advisers

22/02/2016

Code Committee for Financial Advisers

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Regulatory Systems Amendment Bill: Exposure Draft

29/01/2016

Ministry of Business, Innovation and Employment

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Part 3 of the Options Paper: Review of the Financial Advisers Act 2008 and the Financial Services Providers (Registration and Dispute Resolution) Act 2008

29/01/2016

Ministry of Business, Innovation and Employment

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Consultation Paper: Proposal for annual declaration of compliance for Financial Market Conduct Act 2013 licensees

21/12/2015

Financial Markets Authority

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Consultation Paper: Proposed variations to standard conditions of market services licences

14/12/2015

Financial Markets Authority

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Consultation paper: Review of the outsourcing policy for registered banks

04/12/2015

Reserve Bank of New Zealand

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Consultation Paper: Draft guidance on disclosure of certain fees and returns by managed funds

27/11/2015

Financial Markets Authority

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Health and Safety at Work (Worker Engagement, Participation, and Representation) Regulations 2016 (Consultation Draft)

30/10/2015

Ministry of Business, Innovation and Employment

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Extension of AIL to apply to onshore branch banks

30/10/2015

Inland Revenue Department

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